Employee Benefit Plan Audits: ERISA Hot Spots and Documentation

5 CPE Credit Hours

After completing this course, participants will be able to:

Start EBP audits with strong acceptance, scoping, and risk assessment.

Test participant-level activity efficiently and reduce rework and findings.

Audit investments with appropriate evidence depth and valuation rigor.

Report correctly and avoid common inspection findings and report language issues.

QAS Self-Study

Prerequisites: None

Advance preparation: None

Field of Study: Auditing – Technical

5 CPE credits

Published Date: 04/02/2026

Expiration/Review Date:04/02/2027

Participants must successfully complete the qualified assessment with a minimum of 70% accuracy within one year of course enrollment to obtain a certificate of completion and earn 5 CPE credits.